Compliance

Compliance

Operating Rules

Click here to download the current version of the Operating Rules.

Operating Rules: Procedures

Click here to download the current version of the Operating Rules: Procedures.

Consultation Papers

Click here to download a PDF version of Consultation Paper 01/2011
Click here to download a PDF version of Consultation Paper 01/2012
Click here to download a PDF version of Consultation Paper 02/2012
Click here to download a PDF version of Consultation Paper 01/2013

Trade Cancellation Policies

Click here to download a PDF version of Trade Cancellation Policies

Operating Rules - Previous Versions

Click here Operating Rules: Procedures v1.0

Operating Rules: Procedures - Previous Versions

Click here Operating Rules: Procedures v1.0

Click here Operating Rules: Procedures v1.1

Click here Operating Rules: Procedures v1.2

Click here Operating Rules: Procedures v1.3

Managing Material Conflicts

Click here Managing Material Conflicts: Instinet & Nomura

Click here Managing Material Conflicts: Board Members